I sent the first post in this series – which, BTW, now has its own tag: GOATLiC (GOAT Literary Critic) – to Tyler Cowen, and he got back with a brief response: “Samuel Johnson?” That unsettled me. I hadn’t even thought of Johnson and neither had the Chatster. What’s worse, though I’ve certainly heard of Johnson, knew about his dictionary and his poetry and that he’d done other stuff, I’d read none of it. I thought about it, took a brief look at his Wikipedia entry, and replied to Tyler: “doesn’t compute.”
As things turned out, that first post became Part 1a in the context of GOAT Literary Critics: Part 1b, Lit Crit Compared to Economics; Aristotle, No. In that post I distinguished between literary culture as a whole and literary criticism as an intellectual discipline, suggesting that the discipline only became possible in the wake of conceptual advances that emerged in the 18th and 19th centuries and were brought into focus by Samuel Taylor Coleridge. People have been commenting on literature for as long as literature has existed, but only some of that commentary belongs in the intellectual discipline called literary criticism. Johnson – his poetry and criticism alike – belongs in that larger literary culture but not in the intellectual discipline.
My object in this post is to say a bit about how and why we have the modern institutional discipline of literary criticism. For that we must first turn to Brooks and Warren, Understanding Poetry (1939), which is not a book of criticism at all. It’s a collection of poems with annotations and exercises intended for use in undergraduate classes. A fourth edition came out in 1976, 37 years later. That cleared the ground for the modern discipline. Then we’re going to look at Northrop Fry’s Anatomy of Criticism (1957, same year as Syntactic Structures and Sputnik), which fenced the land in and tented it over. Then we move back in time to Samuel Taylor Coleridge, who established the literary mind as a worthy subject of the deepest kind of intellectual inquiry.
Brooks & Warren: The New Criticism
The study of vernacular literature came late to the academy. If you went to college or university in the 18th and 19th century you could study the Classics, in the original Greek and Latin, but not English language literature. Perhaps a bit here and there, but not until late in the 19th century; but more likely the 20th century. The story is complicated, but in order to make any headway at all I’m simply going to bracket those complications and set them aside. If you’re curious, I suggest that you start with excellent review-essay that Michael Bérubé wrote about Professing Criticism: Essays on the Organization of Literary Study (2022) by John Guillory.
The current academic discipline centers on the act of interpretation: What do these texts mean? That question is such an obvious one that it may be hard to imagine that it is only after World War II – at least in America, if not in England (another one of those pesky complications) – that interpretation became the sun around which the discipline orbited. Prior to that the academic discipline was mostly about philology and literary history. Those disciplines had their great figures, and they deserve consideration for a place in the More Inclusive GOATLiC Hall of Fame, but I’ll let someone else argue the cases for them.
Before considering Brooks & Warrant, the duo, Let’s take quick looks at them separately. Robert Penn Warren is one of the most decorated people in American letters, having won two Pulitzer’s for poetry and one for fiction, making him the only one to win both Pulitzers. Moreover, his prize-winning novel, All the King’s Men, was a best seller that has been twice made into a movie and once into an opera. He also wrote a variety of nonfiction, including critical essays and books. In 2005 U. S. Postal Service issued a commemorative stamp in his honor (16 years after his death in 1989). Cleanth Brooks is primarily an academic literary critic. The Well Wrought Urn is the best-known of his dozen or so books of criticism. He was one of most important expounders of close-reading. While Warren’s public honors over shadow Brooks’s, both men might be plausible individual candidates for the GOATLiC list. But I think the case for the duo is more interesting and perhaps even stronger as well.
The movement Brooks & Warren championed was known as the New Criticism, a term that’s with us even today. The means by which they advanced this movement was, first of all, a reader, Understanding Poetry, first published in 1939. That first edition is 680 pages long, including table of contents and index. Most of those pages are given over to the poems themselves. After a short list of acknowledgements the book opens with “Letter to the Teacher”:
This book has been conceived on the assumption that if poetry is worth teaching at all it is worth teaching as poetry. The temptation to make a substitute for the poem as the object of study is usually overpowering. The substitutes are various, but the most common ones are:
1. Paraphrase of logical and narrative content,
2. Study of biographical and historical material.
3. Inspirational and didactic interpretation.
Of course, paraphrase may be necessary as a preliminary step in the reading of a poem, and a study of the biographical and historical background may do much to clarify interpretation; but these things should be considered as means and not as ends.
That second point is aimed directly at the existing academic discipline, which was based on literary history and on philology. The justification was a doctrine called formalism, which held that, by virtue of their form, literary texts carried their meaning(s) within themselves, free of biographical and historical context. The paragraph continues:
And though one may consider a poem as an instance of historical or ethical documentation, the poem in itself, if literature is to be studied as literature, remains finally the object for study. Moreover, even if the interest us in the poem as a historical or ethical document, there is a prior consideration: one must grasp the poem as a literary construct before it can offer any real illumination of a document.
The innovation of Understanding Poetry was simply to present the texts to students so they could learn to grapple and conjure with them as just that, literary constructs. Nothing more, nothing less, the texts themselves. THAT’s the innovation. It’s so transparent that one hardly notices it as such. I assume that a significant portion of Brooks’ methodological and theoretical writing was a defense and elaboration of the idea of the text AS literary construct, an act of mind in and of itself. Much of the academic discipline of literary criticism has been puzzling over the issue ever since.
This doctrine and the attendant New Critical practice became particularly important after World War II, when college enrollments ballooned with soldiers going to college on the G.I. Bill and with a more general increase in enrollments. What are we going to teach these students, and how? A literary criticism based on history and philology required you to wade through a lot of secondary material before you arrive at the texts themselves. It’s one thing to ask that of professionals, not to mention graduate students, but it’s unreasonable to put freshmen and sophomores through all that. If, however, the meaning of literary texts resides within the texts themselves, then you don’t need the apparatus. You can go directly to the texts.
As a result, we now live in a world where anyone with a college education can talk about the meaning of texts, texts of all kinds including movies, TV, advertising and whatever else is floating about, as though it were the most natural thing in the world, which it has become. It is also a world in which meaning has become the focus of academic literary criticism, which it hadn‘t been beforehand. Now that ordinary readers can trade in meanings, some are prone to be disgruntled when they hear that the academics are trading in meanings they can’t understand. And so, among other things, we have the annual sport of the New York Times poking fun at the titles of papers offered at the annual convention of the Modern Language Association.
When one reads a book or a poem, one participates in literary culture. Reading book reviews in the daily newspaper or articles on literary topics in The New Yorker, that’s another way of participating in literary culture. But, for better or worse, those secondary activities are not intellectually comparable to engaging in the secondary activity academic literary criticism. [Secondary in relation to reading literary texts themselves.] Similarly, we all engage in economic activity of various kinds. We may also read news articles on economic topics in the daily newspaper, not to mention more sophisticated venues such as The Economist and The New Yorker (here I’m thinking, for example, of the work of Ken Auletta, who wrote Three Blind Mice, a book about the three major TV networks of the previous century). But engaging in economic activity is no more doing economics than engaging in literary activity is doing academic literary criticism.
Moreover, the fact that the economist Tyler Cowen can casually offer one-two-and-three-line “Straussian readings” of various texts by the handful at his blog may owe at least at much, if not more, to Brooks & Warren than to Leo Strauss himself (a philosopher, not an economist). That such readings – few of which seem tethered to the specific doctrines promulgated by Strauss – can be intelligibly offered on a blog read by thousands of people, few of whom are professional academics of any kind, piggybacks on the reading practice advocated and promulgated by Brooks and Warren. The reading practice they furthered through Understanding Poetry, and a later companion, Understanding Fiction, thus has echoes far beyond literary criticism.
Understanding Poetry rested on the assumption that interpretive reading requires little beyond will, curiosity, and a few modest pointers. No special learning required. If that is so, then is any special learning required of those who use Understanding Poetry as a vehicle for teaching inquiring young minds the craft of reading? One of the faculty, Bill Sylvester, at SUNY Buffalo where I got my degree, was fond of saying that “interpretations were invariant under transformations of sophistication.” What’s the source of that sophistication?
The profession has spent the last 75 years developing answer upon answer and still more answers to that question as schools of literary theory and method have dashed madly after one another like lemmings to the sea. Whatever the particular critical lens, it is always used to reveal a close reading. In the ideal case, when the reading is ever so close, it disappears, leaving only the text.
I digress.
Northrop Frye: How can we have literary criticism?
Northrop Frye was a Canadian literary critic who first gained notice through a book about Blake and who published on a wide range of topics in English literature, but also the Bible. But he is best-known for The Anatomy of Criticism: Four Essays. Despite the title, the Anatomy reads as much if not more like an anatomy of literature than of criticism. In that he had the audacity to see the study of literature as a (unified) whole. To be sure, the literature he surveyed is almost exclusively Western (though there is a mention of the Mahabharata and the Ramayana), but still, that’s quite a lot to take-in at one gulp. As far as I know, no one else has attempted it, save perhaps Harold Bloom.